J Clin InvestJ CLIN INVESTJournal of Clinical Investigation0021-9738American Society for Clinical Investigation25545EditorialDo you have NIH funding? Then read this.The JCI's compliance with NIH Public Access policyNeillUshma S.Executive EditorKoshtKarenManaging Director1620051156139213922005
In the “Policy on enhancing public access to archived publications resulting from NIH-funded
research,” the NIH requests that all publications resulting from primary research supported by
NIH grants be deposited in PubMed Central (PMC), the online repository of the National Library of
Medicine. The NIH requests that all manuscripts accepted for publication after May 2, 2005 be deposited
in PMC, and that those manuscripts be made freely available to the public within 12 months of
publication. The JCI supports this policy: we will continue to make all content freely available in PMC
immediately upon publication, and the entire JCI archive is freely available through PMC.
In the “Policy on enhancing public access to archived publications resulting from NIH-funded
research,” the NIH requests (but does not require) that
investigators receiving NIH funding voluntarily deposit a copy of their primary research in the National
Library of Medicine’s repository, PubMed Central (PMC), after the manuscript has been accepted for
publication in a peer-reviewed journal (1). The reasons for the new
policy are 3-fold, according to the February 9, 2005, report in the Federal Register (1). First, the NIH hopes to create a secure and long-standing archive to
ensure the permanent preservation of NIH-funded research findings. Second, they seek to bring together
research articles into a searchable compendium that they can use to monitor where scientific interest lies
and determine where their funding efforts should be focused. And third, the NIH wants this free archive to
extend the reach of research it funds to everyone, everywhere.
Since May 2, 2005, researchers have been able to deposit their final accepted manuscripts in PMC using
the interface at http://nihms.nih.gov/
and can link their manuscripts to the NIH grant(s) that supported the work. Manuscripts
deposited by authors are not made available to the public through PMC until after the final version is
published by the journal, and authors have the ability to specify how long after publication their article
should be held before it becomes freely available to the public. The NIH requests that all NIH-funded
research be made available within 12 months of the final publication date, and wants to link
authors’ works to the appropriate grants to give the NIH an at-a-glance view of its grant activity.
According to the policy, this process will alleviate grant reporting procedures by effectively creating a
paperless grants management process. While concerns have been raised that this policy could lead to
duplicate entries into the scientific record — and confusion about which version to cite —
such problems should not occur with articles published in the JCI, since all
JCI content is deposited into PMC and is freely available immediately upon publication.
The NIH policy has no effect on copyright; depositing manuscripts in PMC does not entail transferring any
copyright to PMC or the NIH. Authors should continue to adhere to the publishing journal’s copyright
policy. In the case of the JCI, authors of accepted manuscripts are required to assign
copyright to the American Society for Clinical Investigation (ASCI), the publisher of the
JCI. While the ASCI holds copyright to all published material (except those works wherein an author
is a US government employee, and thus no copyright exists), it provides unrestricted access to all
JCI content and permits unrestricted use of all JCI content for noncommercial,
nonprofit, educational purposes.
How will this new policy change scientific publishing? The NIH claims that it won’t make
much of a splash. As the proposed policy was open to comment for several months, the question of whether
this would cause decreased subscription revenue to journals did arise. The NIH’s response was that
since publications from NIH-funded research represent only about 10% of the articles indexed by
PubMed (a separate database of citations and abstracts that links to publishers’ pages), most
libraries and individuals would not use the content from PMC to replace their subscriptions (1). They estimate that NIH-supported research represented 60,000–65,000
publications in 2003 alone; only 1% of journals derive more than half their content from NIH-
supported research (1). The JCI is included in that
1%, with approximately 50% of published research being supported by NIH grants. Even so,
since the JCI has been a free-access journal since 1996, this policy is not likely to
affect the Journal at all. And while the ASCI is among the many publishers concerned about
government policies affecting the future of scientific publishing and nonprofit societies, we support the
NIH in its efforts to preserve the scientific record and make it widely available.
Issues of central archive and improved grants management process aside, this policy was brought about to
make the results of government-supported research available to the general public: the taxpayers who
supported the research. But will most taxpayers care? Will this policy really benefit the general
public or speed scientific discoveries? Only time, and taxpayers, will tell. But the
JCI has long been committed to free access, and we will continue to make our content freely
available to all.
Ushma S. Neill
Executive EditorKaren Kosht
Managing DirectorNational Institutes of HealthPolicy on enhancing public access to archived publications resulting from NIH-funded
researchFederal Register20057068916900